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2018/07/20 · SFC reprimands and fines HSBC Broking Securities (Asia) Limited $9.6 Million for Regulatory Breaches Over Bond Sale. July 20, 2018. The Securities and Futures Commission (SFC) has reprimanded and fined HSBC Broking Securities (Asia) Limited (HSBCBS) $9.6 million for systemic deficiencies in its bond selling practices (Note 1).

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HSBC BROKING SERVICES (ASIA)LIMITED was incorporated on 21 November 1991 (Thursday) as a Foreign Company Registered In Singapore in Singapore. The Business current operating status is ceased registration with registered address at HSBC BUILDING. The Business principal activity is in GOLD BULLION BROKERS AND DEALERS.

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2019/04/16 · The SEHK is ranked as the fourth-largest in Asia and fifth in the world by HSBC Broking Services Limited. HSBC Broking Futures and HSBC Broking Forex. Through an HSBC Broking …

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SFC bans a former staff of HSBC Broking Securities Ltd for

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Hong Kong Financial Watchdog Bans an Ex-HSBC Broking Forex Trader for Life HSBC Broking has already paid over $70 million to the affected clients to compensate them for their losses. (Asia), HSBC Broking Futures (Asia), HSBC Broking Futures (Hong Kong) and HSBC Broking Forex (Asia). Suggested articles.

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Global directory to Private Banking and Wealth Management. Our private banking portal offers comprehensive information on all aspects of personal banking, banks, financial operators and institutions. We facilitate the search for banking services, financial products and investment opportunities.

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HSBC BROKING SERVICES (ASIA) LIMITED is a legal entity registered with LEI implemented by Global Legal Entity Identifier Foundation (GLEIF). The Legal Entity Identifier (LEI) is 549300EQI2U1JDWE9P35. The address is 8 CANADA SQUARE, LONDON, City of London, E14 5HQ, United Kingdom

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About the Legal Entity HSBC BROKING FOREX (ASIA) LIMITED This Legal Entity with code 213800M6WC5OKP5CG788 was issued on Friday Jan 31, 2014 at 12:00AM for HSBC BROKING FOREX (ASIA) LIMITED headquartered in HONG KONG (HK) by LONDON STOCK EXCHANGE LEI LIMITED.

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1 day ago · HSBC’s strategy shift will see it deploy more capital, assets and risk to the region. The challenge is the same one it faced a decade ago: how to do more in China and southeast Asia. But the truth is that the bank is not as strong beyond Hong Kong as it should be A new chief executive of HSBC